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Video: DOL Hot Buttons Issues: Lessons Learned from Litigation
March 12, 2020 / Safe Harbor Investment Advisors, LLC / Comments Off on Video: DOL Hot Buttons Issues: Lessons Learned from Litigation
DOL audits can be stressful, complicated and expensive! The best way to handle one is to avoid it in the first place. Through our experience, we’ve outlined three hot button issues that are major red flags for the DOL. Watch our short video for the tips and best practices to help manage risk.
Posted in Videos